【羿文寄语】自弃者扶不起，自强者击不倒。考试只有有恒心，坚定不移的努力才能成功。

CFA考试Level Ⅰ

【单选题】

A member or candidate who has supervisory responsibility:

A.should place particular emphasis on enforcing investment-related compliance policies.

B.is responsible for insdivucting those to whom he has delegated authority about methods to detect and prevent violations of the law and the Code and Standards.

C.has complied with the Standards if she reports employee violations to upper management and provides a written warning to the employee to cease such activities.

答案：B

【解析】Members or candidates may delegate supervisory duties to subordinates but remain responsible for instructing them about how to detect and prevent violations.Reporting the violation and warning the employee are not sufficient to comply with Standard IV(C) Responsibilities of Supervisors.The supervisor must also take steps to prevent further violations while she conducts an investigation, such as limiting the employee's activity or increasing her monitoring of the employee.Supervisors should enforce investment-related and non-investment related policies equally.