APP
公众号

2021年CFA特许金融分析师考试《Level Ⅰ》每日一练试题(01.11)

来源:羿文教育发表时间:2021/01/11 10:09:26阅读数:29收藏羿文教育

【羿文寄语】碳正是因为压力而变成闪耀的钻石,有压力才有动力。


CFA考试Level Ⅰ

【单选题】

Which of the following actions is a required, rather than recommended, action under the Standard regarding diligence and a reasonable basis for a firm's research recommendations?

A.Compensate analysts based on a measure of the quality of their research.

B.Review the assumptions used and evaluate the objectivity of third-party research reports.

C.Have a policy requiring that research reports and recommendations have a basis that can be substantiated as reasonable and adequate.

答案:B

【解析】Standard V(A) Diligence and Reasonable Basis requires analysts who use third-party research to review its assumptions and evaluate the independence and objectivity of the research.The other choices are recommended procedures for compliance with the Standard.

(责任编辑:admin)