【羿文寄语】碳正是因为压力而变成闪耀的钻石,有压力才有动力。
CFA考试Level Ⅰ
【单选题】
Which of the following actions is a required, rather than recommended, action under the Standard regarding diligence and a reasonable basis for a firm's research recommendations?
A.Compensate analysts based on a measure of the quality of their research.
B.Review the assumptions used and evaluate the objectivity of third-party research reports.
C.Have a policy requiring that research reports and recommendations have a basis that can be substantiated as reasonable and adequate.
答案:B
【解析】Standard V(A) Diligence and Reasonable Basis requires analysts who use third-party research to review its assumptions and evaluate the independence and objectivity of the research.The other choices are recommended procedures for compliance with the Standard.