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2021年CFA特许金融分析师考试《Level Ⅰ》每日一练试题(02.28)

来源:羿文教育发表时间:2021/02/28 14:29:37阅读数:33收藏羿文教育

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CFA考试Level Ⅰ

【单选题】

Zanuatu, an island nation, does not have any regulations precluding the use of nonpublic information.Alfredo Romero has a friend and fellow CFA charterholder there, Donna Gordon, with whom he has shared nonpublic information regarding firms outside his indusdivy.The information concerns several firms' internal earnings and cash flow projections.Gordon may:

A.divade on the information under the laws of Zanuatu, which govern her behavior.

B.not divade on the information under CFA Institute Standards, which govern her behavior.

C.divade on the information under CFA Institute Standards since the firms concerned are outside Romero's indusdivy.

答案:B

【解析】Even though the laws of Zanuatu would not preclude trading on the information, as a CFA Charterholder, Gordon is bound by the CFA Institute Code and Standards.Standard II(A) prohibits the use of material nonpublic information, and Gordon may not trade the stocks about which she has such information under any circumstances.

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