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2021年CFA特许金融分析师考试《Level Ⅰ》每日一练试题(03.02)

来源:羿文教育发表时间:2021/03/02 10:05:14阅读数:19收藏羿文教育

【羿文寄语】千里之行,始于足下。成功都是点点滴滴不断积累取得的,考试只有不断实践付出努力才能收获成功。


CFA考试Level Ⅰ

【单选题】

Sally Albright, CFA, works full time for Frank & Company, an investment management firm, as a fixed income security analyst.Albright has been asked by a business contact at KDG Enterprises to accept some analytical work from KDG on a consulting basis..The work would entail investigating potential disdivessed debt securities in the small-cap market.Albright should most appropriately.

A.accept the work as long as she obtains consent to all the terms of the engagement from Frank & Company.

B.not accept the work as it violates the Code and Standards by creating a conflict of interest.

C.accept the work as long as she obtains written consent from KDG and does it on her own time.

答案:A

【解析】Albright may accept work for which she receives outside compensation and which may compete with her employer only if she obtains her employer's consent.Under Standard IV(A) Loyalty, such consent must be obtained from her employer prior to beginning the work.

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