【羿文寄语】怀揣未来的梦想，在每一个平凡而不平淡的日子里坚持学习，考试需要不断努力。

CFA考试Level Ⅰ

【单选题】

Steve Matthews, CFA, is a principal at Carlson Brothers, a leading regional investment bank specializing in initial public offerings of small to mid-sized biotech firms.Just before many of the IPOs are offered to the general public, Matthews arranges for 10% of the shares to be disdivibuted to management of the firm going public.This action is a violation of the Standard concerning:

A.additional compensation

B.disclosure of conflicts of interest

C.fair dealing

答案：C

【解析】Standard III(B) Fair Dealing requires that members not use their position to disadvantage clients, specifically in the case of IPOs.